§ 249.310 Form 10-K, for annual and transition reports pursuant to sections 13 or 15(d) of the Securities Exchange Act of 1934. Show
(a) This form shall be used for annual reports pursuant to sections 13 or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)) for which no other form is prescribed. This form also shall be used for transition reports filed pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934. (b) Annual reports on this form shall be filed within the following period: (1) 60 days after the end of the fiscal year covered by the report (75 days for fiscal years ending before December 15, 2006) for large accelerated filers (as defined in § 240.12b-2 of this chapter); (2) 75 days after the end of the fiscal year covered by the report for accelerated filers (as defined in § 240.12b-2 of this chapter); and (3) 90 days after the end of the fiscal year covered by the report for all other registrants. (c) Transition reports on this form shall be filed in accordance with the requirements set forth in § 240.13a-10 or § 240.15d-10 of this chapter applicable when the registrant changes its fiscal year end. (d) Notwithstanding paragraphs (b) and (c) of this section, all schedules required by Article 12 of Regulation S-X (§§ 210.12-01-210.12-29 of this chapter) may, at the option of the registrant, be filed as an amendment to the report not later than 30 days after the applicable due date of the report. Editorial Note: For Federal Register citations affecting Form 10-K, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov. Subpart D — Forms for Annual and Other Reports of Issuers Required Under Sections 13 and 15(d) of the Securities Exchange Act of 1934249.306 — Form 6-K, report of foreign issuer pursuant to Rules 13a-16 (§ 240.13a-16 of this chapter) and 15d-16 (§ 240.15d-16 of this chapter) under the Securities Exchange Act of 1934.249.308 — Form 8-K, for current reports.249.308a — Form 10-Q, for quarterly and transition reports under sections 13 or 15(d) of the Securities Exchange Act of 1934.249.310 — Form 10-K, for annual and transition reports pursuant to sections 13 or 15(d) of the Securities Exchange Act of 1934.249.310b-249.310c — [Reserved]249.311 — Form 11-K, for annual reports of employee stock purchase, savings and similar plans pursuant to section 15(d) of the Securities Exchange Act of 1934.249.312 — Form 10-D, periodic distribution reports by asset-backed issuers.249.318 — Form 18-K, annual report for foreign governments and political subdivisions thereof.249.322 — Form 12b-25 — Notification of late filing.249.323 — Form 15, certification of termination of registration of a class of security under section 12(g) or notice of suspension of duty to file reports pursuant to sections 13 and 15(d) of the Act.249.324 — Form 15F, certification by a foreign private issuer regarding the termination of registration of a class of securities under section 12(g) or the duty to file reports under section 13(a) or section 15(d).249.325 — Form 13F, report of institutional investment manager pursuant to section 13(f) of the Securities Exchange Act of 1934.249.327 — Form 13H, Information required on large traders pursuant to Section 13(h) of the Securities Exchange Act of 1934 and rules thereunder.249.328T — Form 17-H, Risk assessment report for brokers and dealers pursuant to section 17(h) of the Securities Exchange Act of 1934 and rules thereunder.249.330 — Form N-CEN, annual report of registered investment companies.249.331 — Form N-CSR, certified shareholder report.249.332 — [Removed and Reserved]249.444 — Form SE, form for submission of paper format exhibits by electronic filers.249.445 — [Reserved]249.446 — Form ID, uniform application for access codes to file on EDGAR.249.447 — Form TH — Notification of reliance on temporary hardship exemption.What is Section 15 of the Securities Exchange Act of 1934?Section 15(a) of the Exchange Act requires "brokers" and "dealers" using interstate commerce, or the facilities of a national securities exchange to effect transactions in securities (other than exempted securities and specified short-term debt instruments), to register with the Commission.
What is Section 13 of the Securities Exchange Act of 1934?Under Section 13 of the Exchange Act, an investment manager may have an obligation to file reports with the U.S. Securities and Exchange Commission (the SEC) on Schedule 13D, Schedule 13G, Form 13F, and/or Form 13H, each of which is discussed in more detail below.
What is required to file annual reports with the Securities and Exchange Commission?SEC rules require your company to file annual reports on Form 10-K and quarterly reports on Form 10-Q with the SEC on an ongoing basis. These reports require much of the same information about the company as is required in a registration statement for a public offering.
What is SEC 13 A?Section 13A in The Hindu Marriage Act, 1955. 26 [ 13A Alternate relief in divorce proceedings. — In any proceeding under this Act, on a petition for dissolution of marriage by a decree of divorce, except in so far as the petition is founded on the grounds mentioned in clauses (ii), (vi) and (vii) of sub-section.
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Annual report pursuant to Section 13 or 15 d of the Securities exchange Act of 1934
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